Featured Webinar
Join us for our upcoming webinar, Risk is where the Rep is, on Thursday, October 25 at 10:30am PT/1:30pm ET.
October 25 at 10:30am PT / 1:30pm ET
In our webinar, Industry Expert Lisa Roth and Sircon Senior Product Manager Scott Gillihan will shed some light into the risks involved with supervising registered reps including practical solutions tailored to help manage these risks.
Our knowledgeable speakers will address:
- Who are today's Registered Reps?
- Risk and variations associated with them
- A better way to reign in the risk
- Handling the risk and the training involved
- Solutions to help manage the risks
If you can't make the live webinar, go ahead and register and we'll send you the recording afterward!
Previous Webinars
Think you know enough about the SIE? Think Again!
How to implement the new FINRA Securities Industry Essentials Exam
Running Start 2018
New and updated information the compliance professional needs to know
AgencyEDGE Webinar
Keeping Up with Regulatory Change
How to Explain Sircon to Your Colleagues
Why Sircon matters to IT, Sales/Agency Services, and your bottom line